Professional Certificate in Securities Law for Asset Managers
-- ViewingNowThe Professional Certificate in Securities Law for Asset Managers is a comprehensive course designed to provide a deep understanding of securities laws and regulations affecting asset management. This course is crucial for professionals seeking to advance their career in the asset management industry, where knowledge of securities law is essential.
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โข Introduction to Securities Law
โข Regulatory Framework for Asset Managers
โข Securities Registration and Exemptions
โข Federal Securities Laws and Regulations
โข State Securities Laws (Blue Sky Laws)
โข Securities Exchange Act of 1934
โข Insider Trading and Fraud Prevention
โข Investment Company Act of 1940
โข Investment Advisers Act of 1940
โข Compliance and Enforcement in Securities Law
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