Certificate in Securities Law: Understand Market Regulations
-- ViewingNowThe Certificate in Securities Law: Understand Market Regulations is a comprehensive course that provides learners with an in-depth understanding of securities law and market regulations. This course is essential for anyone looking to advance their career in the financial industry, where knowledge of securities law is a critical requirement.
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โข Introduction to Securities Law
โข History and Development of Securities Regulations
โข Federal Securities Laws: The Securities Act of 1933 and the Securities Exchange Act of 1934
โข Secondary Securities Market Regulations
โข Regulation of Securities Professionals: Broker-Dealers, Investment Advisers, and Investment Companies
โข Corporate Governance and Securities Law Compliance
โข Insider Trading and Market Manipulation
โข Securities Offerings: Private Placements, Regulation D, and Crowdfunding
โข Securities Enforcement and Litigation
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- BasicUnderstandingSubject
- ProficiencyEnglish
- ComputerInternetAccess
- BasicComputerSkills
- DedicationCompleteCourse
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- NotAccreditedRecognized
- NotRegulatedAuthorized
- ComplementaryFormalQualifications
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- ThreeFourHoursPerWeek
- EarlyCertificateDelivery
- OpenEnrollmentStartAnytime
- TwoThreeHoursPerWeek
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