Professional Certificate in Securities Law: Stay Ahead
-- ViewingNowThe Professional Certificate in Securities Law: Stay Ahead is a comprehensive course designed to keep legal professionals updated with the ever-evolving securities law landscape. This certificate program highlights the importance of securities law in the financial industry, addressing complex legal issues and current regulations.
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โข Introduction to Securities Law
โข Regulatory Bodies and their Roles
โข Securities Act of 1933: Full Disclosure
โข Securities Exchange Act of 1934: Registered Broker-Dealers
โข The Investment Company Act of 1940
โข The Investment Advisers Act of 1940
โข Regulation D Offerings
โข Private Placements and Exemptions
โข Current Enforcement Trends in Securities Law
โข Ethical Considerations in Securities Law Practice
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